As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 9 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/08/2016
  • DEN DANSKE METODE
A warning PDF of date 24/08/2016 (new window) DFSA (DINAMARCA) 
11/04/2012
  • DAVIDSON CAPITAL PARTNERS
A warning PDF of date 11/04/2012 (new window) EI_CBI (IRLANDA) 
10/04/2013
  • DEAN WITTER CONSULTANCY (USA)
A warning PDF of date 10/04/2013 (new window) EI_CBI (IRLANDA) 
17/10/2012
  • DRAKE MERGER MANAGEMENT
A warning PDF of date 17/10/2012 (new window) EI_CBI (IRLANDA) 
29/05/2013
  • DEPARTMENT OF FOREING INVESTMENT CONTROL
A warning PDF of date 29/05/2013 (new window) FCA (REINO UNIDO) 
31/07/2019
  • DUNN & MILLER CORPORATE PARTNERS
A warning PDF of date 31/07/2019 (new window) FCA (REINO UNIDO) 
07/08/2019
  • DQN CAPITAL (CLON)
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • DIETER HANS-WERNER ANZOCK (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
18/09/2019
  • DELMER CONSULTING GROUP
A warning PDF of date 18/09/2019 (new window) FCA (REINO UNIDO) 
16/05/2013
  • DELACOUR INVESTMENTS / DELACOUR GROUP LTD
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial D.