As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 750 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/10/2015
  • STRATEGIC ASSET MANAGEMENT LIMITED (IRELAND)
A warning PDF of date 28/10/2015 (new window) EI_CBI (IRLANDA) 
28/10/2015
  • HIGASHI AND PARTNERS
  • WWW.HIGASHIPARTNERS.COM
A warning PDF of date 28/10/2015 (new window) FCA (REINO UNIDO) 
21/10/2015
  • OAK TREE FINANCE / OAK TREE FINANCIALS
  • WWW.OAKTREEFINANCIALS.COM
A warning PDF of date 21/10/2015 (new window) FCA (REINO UNIDO) 
21/10/2015
  • OPTION500
  • WWW.OPTION500.COM
A warning PDF of date 21/10/2015 (new window) CYSEC (CHIPRE) 
21/10/2015
  • FUNDSAVER SERVICES LTD
  • WWW.EVERYOPTION.COM
A warning PDF of date 21/10/2015 (new window) CYSEC (CHIPRE) 
21/10/2015
  • WHITAKER CORPORATE PARTNERS (USA)
A warning PDF of date 21/10/2015 (new window) EI_CBI (IRLANDA) 
21/10/2015
  • TRM GROUP
  • WWW.TRMGROUP.NET
A warning PDF of date 21/10/2015 (new window) FCA (REINO UNIDO) 
21/10/2015
  • INTERACTIVE LTD. (CLON)
  • -ANTES INTERACTIVE BROKERAGE LTD. Y GLOBAL MARKETS LTD.-
A warning PDF of date 21/10/2015 (new window) MNB (HUNGRIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/10/2015
  • VARIOS FRANCIA
A warning PDF of date 14/10/2015 (new window) AMF (FRANCIA)PÁGINAS WEB QUE OFRECEN INVERSIONES EN OPCIONES BINARIAS SIN ESTAR AUTORIZADAS
14/10/2015
  • BAXTER CAPITAL VENTURES MANAGEMENT
  • WWW.BAXTERCAPITALMGMT.COM
A warning PDF of date 14/10/2015 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.