As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 748 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/11/2015
  • CHINA EMERALD CONSULTING
A warning PDF of date 25/11/2015 (new window) EI_CBI (IRLANDA) 
25/11/2015
  • RK TRADING / ROLAND KEMENY (CLON)
  • HTTP://WWW.ROLANDKEMENY.COM
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/11/2015
  • BROOKS AND FISHER ASSOCIATES
  • WWW.BROOKSANDFISHERASSOCIATES.COM
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO) 
25/11/2015
  • INRIS UCITS FUND PLC (CLON)
  • WWW.INRIS.CO.UK
  • HTTP://SITE9140400.91.WEBYDO.COM/CONTACT.HTML
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/11/2015
  • LABANNA CAPITAL MANAGEMENT
  • WWW.LABANNACAPITALMGMT.COM
A warning PDF of date 25/11/2015 (new window) DFSA (DINAMARCA) 
25/11/2015
  • MOTOYAGI AND ASSOCIATES
A warning PDF of date 25/11/2015 (new window) EI_CBI (IRLANDA) 
18/11/2015
  • WHITAKER CORPORATE PARTNERS
  • WWW.WHITAKERCORPORATE.COM
A warning PDF of date 18/11/2015 (new window) FCA (REINO UNIDO) 
18/11/2015
  • CARNEGIE ASSET MANAGEMENT LIMITED
  • HTTP://WWW.CARNEGIEASSETS.COM/
A warning PDF of date 18/11/2015 (new window) DFSA (DINAMARCA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
18/11/2015
  • WWW.NOERUSCAPITAL.COM
A warning PDF of date 18/11/2015 (new window) CYSEC (CHIPRE) 
18/11/2015
  • CAPSTONE SECURITIES (CLON)
A warning PDF of date 18/11/2015 (new window) EI_CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN

Consultation criteria: By type unauthorised entities.