As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 711 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/10/2016
  • TREASURY ADVISORY GROUP
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
26/10/2016
  • ADEXEC LOANS & FINANCIAL SOLUTIONS (CLON)
  • HTTP://WWW.ADEXECONLINELOANFINANCE.ORG.UK/
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
26/10/2016
  • TELFORD AND BERNSTEIN
  • WWW.TELFORDANDBERNSTEIN.COM
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
26/10/2016
  • MILLIONET INVESTMENT MANAGEMENT LIMITED
  • HTTP://WWW.MILLIONETASIA.COM
A warning PDF of date 26/10/2016 (new window) CSSF (LUXEMBURGO) 
26/10/2016
  • TITANIUM WEALTH MANAGEMENT
  • WWW.TITANIUM-WEALTH.COM
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
26/10/2016
  • CORPSERV (CLON)
  • WWW.CORPSERVGMBH.COM
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
19/10/2016
  • ZIDEX FINANCIALS
  • HTTP://WWW.ZIDEXFINANCIALS.COM
A warning PDF of date 19/10/2016 (new window) CSSF (LUXEMBURGO) 
19/10/2016
  • ARBORETIX TRADING LIMITED / VORTEX ASSETS CORPORATION
  • WWW.VORTEXASSETS.COM
A warning PDF of date 19/10/2016 (new window) CONSOB (ITALIA) 
19/10/2016
  • UTC INVEST
  • WWW.UTCINVEST.COM
A warning PDF of date 19/10/2016 (new window) AMF (FRANCIA) 
19/10/2016
  • MARSHALL ADVANCED INNOVATION LTD / JOSHUA CONSULTING LTD
  • WWW.KSFTRADE.COM
A warning PDF of date 19/10/2016 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities.