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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 698 out of 712
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/06/2004
  • DE VERRE LLOYD & CO., LTD.
A warning PDF of date 23/06/2004 (new window) SSMA (ESLOVENIA) 
23/06/2004
  • BAKER & WHITE
A warning PDF of date 23/06/2004 (new window) SSMA (ESLOVENIA) 
16/06/2004
  • BOOM TIME LOTTERY
A warning PDF of date 16/06/2004 (new window) FSC (ISLA DE MAN) 
16/06/2004
  • THOMAS JONES& COMPANY
A warning PDF of date 16/06/2004 (new window) FSC (ISLA DE MAN) 
16/06/2004
  • JONES ATKINS INVESTMENTS
A warning PDF of date 16/06/2004 (new window) FSC (ISLA DE MAN) 
16/06/2004
  • JOHNSTONE BROWN INVESTMENTS
A warning PDF of date 16/06/2004 (new window) FSC (ISLA DE MAN) 
16/06/2004
  • E NET SPECULATION
A warning PDF of date 16/06/2004 (new window) AMF (FRANCIA) 
16/06/2004
  • ATRIUM FINANCIAL GROUP
A warning PDF of date 16/06/2004 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
16/06/2004
  • LEBERMAN STEINE INC
A warning PDF of date 16/06/2004 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
09/06/2004
  • BLACK AND WHITE INVESTMENTS
A warning PDF of date 09/06/2004 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities.