As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 639 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/02/2020
  • CONCEPT ONE (CLON)
  • WWW.CONCEPTONE-INVEST.COM
A warning PDF of date 12/02/2020 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, CONCEPT I SICAV.
12/02/2020
  • GW INVESTMENTS (CLON)
  • WWW.CLBRM-PRIVATE.COM
A warning PDF of date 12/02/2020 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, GW INVESTMENTS S.À R.L..
12/02/2020
  • ABSL UMBRELLA FUND (CLON)
  • HTTPS://ABSLUK.COM/
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON ABSL UMBRELLA UCITS FUND PLC
12/02/2020
  • NEW RICH MARKETS LTD
  • WWW.NEWRICHMARKETS.COM
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO) 
12/02/2020
  • CASH PUG FINANCE (CLON)
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO) 
12/02/2020
  • KJ INVEST CAPITAL LTD
  • WWW.KJINVESTCAPITAL.COM
A warning PDF of date 12/02/2020 (new window) FMA (AUSTRIA) 
12/02/2020
  • SWISSINV24 LTD
  • WWW.SWISSINV24.COM
A warning PDF of date 12/02/2020 (new window) FMA (AUSTRIA) 
12/02/2020
  • VIVAEXCHANGE OÜ
  • HTTPS://WWW.EXW-WALLET.COM/
A warning PDF of date 12/02/2020 (new window) FMA (AUSTRIA) 
12/02/2020
  • PRESTIGE FINANCIAL MARKETS
  • HTTPS://WWW.PRESTIGEFM.IO
  • HTTPS://WWW.PRESTIGE.FM/
A warning PDF of date 12/02/2020 (new window) FMA (AUSTRIA) 
19/02/2020
  • QUALION FINANCE
  • WWW.QUALION.CO.UK
A warning PDF of date 19/02/2020 (new window) CSSF (LUXEMBURGO)LA WEB USA DE MANERA FRAUDULENTA EL NOMBRE Y LOS DATOS DE CONTACTO DE LA ENTIDAD DEBIDAMENTE REGISTRADA BELAIR HOUSE QUALION FINANCE S.A.

Consultation criteria: By type unauthorised entities.