As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 635 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/11/2022
  • GLOVEFX TRADE
  • WWW.GLOVEFXTRADE.COM
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
12/11/2014
  • TAITO SECURITIES GROUP
  • WWW.TAITOSEC.COM
A warning PDF of date 12/11/2014 (new window) FCA (REINO UNIDO) 
19/11/2014
  • ABERDEEN TRUST
  • WWW.ABERDEENTRUST.COM
A warning PDF of date 19/11/2014 (new window) FCA (REINO UNIDO) 
19/11/2014
  • CROWN GROUP FUNDS UCITS PLC (CLON)
  • WWW.CROWNINVESTMENTFUND.COM
A warning PDF of date 19/11/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
12/11/2014
  • PRITCHARD STOCKBROKERS LIMITED (CLON)
  • HTTP://WWW.PSIMAGE.COM/
A warning PDF of date 12/11/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
29/10/2014
  • HOULIHAN LOKEY (CLON)
A warning PDF of date 29/10/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
12/11/2014
  • BLACKROCK WEALTH (CLON)
  • WWW.BLACKROCK-WEALTH.COM
A warning PDF of date 12/11/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BLACKROCK FUND MANAGERS LIMITED
12/11/2014
  • KINGSLEY ASSET MANAGEMENT (CLON)
  • WWW.KAM6FX.COM
A warning PDF of date 12/11/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA KINGSLEY ASSET MANAGEMENT (GLOBAL) LLP
26/11/2014
  • AEGIS ACQUISITION CORPORATION
  • WWW.AEGISACQUISITIONCORP.COM
A warning PDF of date 26/11/2014 (new window) FCA (REINO UNIDO) 
03/12/2014
  • INGLEDEW TRADING
A warning PDF of date 03/12/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.