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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 631 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/01/2020
  • HEARTLAND INVESTMENT MANAGEMENT LIMITED (CLON)
  • WWW.HEARTLANDINVESTMENTMANAGEMENTLIMITED.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HEARTLAND INVESTMENT MANAGEMENT LIMITED
15/01/2020
  • CF SUM (NOMBRE COMERCIAL DE BESTFOLIO CONSULTING OU)
  • WWW.CFSUM.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • PARKER, WEISMANN & ASSOCIATES LLC
  • WWW.PARKERWEISMANN.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • CLEAVESECURITIES
  • WWW.CLEAVESECURITIES.COM
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/01/2020
  • GAME CAPITAL ADS LIMITED
  • WWW.WELTTRADES.COM
  • WWW.IT.WELTTRADES.COM
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/01/2020
  • ALLIANZ CAPITAL LTD
  • WWW.CAPITALALLIANZE.COM
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/01/2020
  • WEBNET LTD
  • WWW.2DOTS.IT
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
22/01/2020
  • AMAN INVESTMENT GROUP
  • AMAN TRADES
  • WWW.AMAN-TRADES.COM
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO) 
22/01/2020
  • RYDE ASSET MANAGEMENT
  • WWW.RYDEASSETMANAGEMENT.COM
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO) 
22/01/2020
  • TENARON CAPITAL MANAGEMENT UK (CLON)
  • TENARONCAPITAL.CO.UK
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE (TENARON CAPITAL MANAGEMENT UK LLP)

Consultation criteria: By type unauthorised entities.