Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 600 out of 605
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/07/2006
  • ABNAT SECURE PLC
  • WWW.ABNATPLCSECURE.COM
A warning PDF of date 12/07/2006 (new window) FSC (ISLA DE MAN) 
17/04/2013
  • ABLE CAPITAL
  • WWW.ABLE-CAPITAL.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
26/02/2014
  • ABFX
  • HTTP://WWW.ALPHABETAFX.COM/
A warning PDF of date 26/02/2014 (new window) MFSA (MALTA) 
19/11/2014
  • ABERDEEN TRUST
  • WWW.ABERDEENTRUST.COM
A warning PDF of date 19/11/2014 (new window) FCA (REINO UNIDO) 
17/09/2008
  • ABERDEEN PACIFIC GROUP
  • WWW.ABERDEENPACIFICGROUP.COM
A warning PDF of date 17/09/2008 (new window) SFSA (SUECIA) 
10/01/2007
  • ABERDEEN MANAGEMENT LIMITED
A warning PDF of date 10/01/2007 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
19/03/2008
  • ABERDEEN LYLE GROUP
  • WWW.ABERDEENLYLE.COM
A warning PDF of date 19/03/2008 (new window) SFC (HONG KONG) 
25/08/2004
  • ABERDEEN LANGLEY
A warning PDF of date 25/08/2004 (new window) FSA (REINO UNIDO) 
07/03/2012
  • ABEL MYERS CONSULTING
  • WWW.ABELMYERS.COM
A warning PDF of date 07/03/2012 (new window) FSA (REINO UNIDO) 
23/02/2011
  • ABC FINANCE
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.