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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 600 out of 670
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/01/2015
  • BENSON BPO LLC
  • WWW.BENSONBPO.COM
A warning PDF of date 14/01/2015 (new window) FCA (REINO UNIDO) 
27/08/2014
  • BENISON ASSET MANAGEMENT
  • WWW.BENISONAM.COM
A warning PDF of date 27/08/2014 (new window) FSAN (NORUEGA) 
04/12/2019
  • BENIDICT HOFFMAN
  • WWW.BENIDICTHOFFMAN.COM
A warning PDF of date 04/12/2019 (new window) FMA (AUSTRIA) 
19/09/2018
  • BENFORD HERITAGE CREDIT UNION LIMITED (CLON)
  • HTTP://BENFORDHERITAGECU.COM
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
08/05/2013
  • BENEFIT PLANNERS INTL
  • WWW.BPIWEALTH.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA ESTÁ UTILIZANDO EL NOMBRE Y DATOS DE CONTACTO DE BENFIT PLANNERS INTERNATIONAL SPLR, ENTIDAD REGISTRADA ANTERIORMENTE PERO QUE ACTUALMENTE NO ESTÁ ACTIVA
29/03/2017
  • BENEDICT MORRIS / BMBOPTION / LOG TRADING CAPITAL LTD
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
31/10/2012
  • BENDA FINANCE
  • HTTP://WWW.BENDA-FIN.COM
A warning PDF of date 31/10/2012 (new window) FMA (AUSTRIA) 
24/01/2018
  • BEMBRIDGE ASSURANCE
  • WWW.BEMBRIDGEASSURANCE.COM
A warning PDF of date 24/01/2018 (new window) FCA (REINO UNIDO) 
07/09/2011
  • BELVEDERE CAPITAL PARTNERS
  • WWW.BELVEDERECAPITALPARTNERS.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
21/10/2009
  • BELTWAY M & A
  • WWW.BELTWAYMA.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.