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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 600 out of 670
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/03/2006
  • MERIT CAPITAL GROUP
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
29/03/2006
  • LEGACY HOLDINGS INTERNATIONAL LTD.
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
29/03/2006
  • CONCORDANT GROUP LTD.
  • WWW.CONCORDANTGROUPLIMITED.COM
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
29/03/2006
  • AFPER FINANCE
  • WWW.AFPERNET.COM
A warning PDF of date 29/03/2006 (new window) FSC (ISLA DE MAN) 
29/03/2006
  • BANCO NATIONAL BANK
  • WWW.BANCONAT.ORG
A warning PDF of date 29/03/2006 (new window) FSC (ISLA DE MAN) 
29/03/2006
  • RANDSTAD SECURITIES & VAULTS
  • WWW.RANSTAD-ONLINE.ORG
A warning PDF of date 29/03/2006 (new window) FSC (ISLA DE MAN) 
22/03/2006
  • TRENTON HASSEL INVESTMENT LIMITED
A warning PDF of date 22/03/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
22/03/2006
  • KIRKLAND GROUP ASSOCIATES
A warning PDF of date 22/03/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
15/03/2006
  • OLYMPIA CORPORATE SERVICES
  • WWW.OLYMPIACORPSERV.COM
A warning PDF of date 15/03/2006 (new window) SFC (HONG KONG) 
15/03/2006
  • MAGNUSSON EDWARD
  • WWW.MAGNUSSONEDWARD.COM
A warning PDF of date 15/03/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.