As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 600 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/03/2019
  • WWW.PAREL-GESTION.NET
A warning PDF of date 20/03/2019 (new window) AMF (FRANCIA)SE ADVIERTE DEL USO FRAUDULENTO DEL NOMBRE DE LA EMPRESA DE SERVICIOS DE INVERSIÓN PAREL SA.
20/03/2019
  • PAYTON CAPITAL PARTNERS
  • WWW.PAYTONCAPITAL.COM
A warning PDF of date 20/03/2019 (new window) FCA (REINO UNIDO) 
13/03/2019
  • UW INVESTMENT
  • HTTPS://WWW.UWINVEST-MENTS.COM/EN_US/
A warning PDF of date 13/03/2019 (new window) DFSA (DINAMARCA)EL REGULADOR ADVIERTE DEL USO FRAUDUENTO DEL NOMBRE Y AUTORIZACION DE LA SOCIEDAD REGISTRADA IWC INVESTMENT PARTNERS A/S Y SU WEB <HTTPS://WWW.IWC.DK/>.
13/03/2019
  • JP MORGAN (OPERANDO COMO ZURICH CAPITAL MANAGEMENT)(CLON)
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO) 
13/03/2019
  • ACCESS LOANS/ENGAGED SOLUTIONS LTD (CLON)
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO) 
13/03/2019
  • GOLD FX TRADING/GFT (CLON)
  • HTTPS://WEB.GOLDFXTRADING.COM/
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO)EL CLON UTILIZA UN NÚMERO DE REGISTRO DE UNA ENTIDAD QUE YA NO ESTÁ AUTORIZADA POR LA FCA.
13/03/2019
  • TRADITION CHEPTAL/TRADITION LONDON CLEARING (CLON)
  • HTTPS://WWW.TRADITION-LONDON-CLEARING.COM
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO) 
13/03/2019
  • COOPER NEWTON MANAGEMENT GROUP / COOPER-NEWTON MANAGEMENT GROUP
  • WWW.COOPERNEWTONMANAGEMENTGROUP.COM
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO) 
13/03/2019
  • BLUE SEAL LIMITED
  • WWW.MIB700.NET
  • WWW.MIB700.COM
  • WW.VIX500.COM
  • WWW.VIX500.NET
A warning PDF of date 13/03/2019 (new window) CONSOB (ITALIA) 
13/03/2019
  • DELTAFXMARKETS
  • WWW.DELTAFXMARKETS.COM
A warning PDF of date 13/03/2019 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities.