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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 598 out of 601
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/08/2019
  • GERHARD MOSER INVESTMENT CAPITAL HOLDINGS (CLON)
  • WWW.GMICHOLDINGS.COM
A warning PDF of date 21/08/2019 (new window) FCA (REINO UNIDO) 
21/08/2019
  • ROSEWELL CONSULTING GROUP
  • WWW.ROSEWELLCONSULTINGGRP.COM
A warning PDF of date 21/08/2019 (new window) FCA (REINO UNIDO) 
28/08/2019
  • CLAIMSMART (CLON)
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO) 
28/08/2019
  • HIGHSMITH CAPITAL PARTNERS
  • WWW.HIGHSMITHCAPITAL.COM
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO) 
28/08/2019
  • ZUITEX
  • WWW.ZUITEX.COM
A warning PDF of date 28/08/2019 (new window) FMA (AUSTRIA) 
28/08/2019
  • LEONARD CURTIS BUSINESS RESCUE & RECOVERY (CLON)
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO) 
28/08/2019
  • MONDRIAN INVESTMENT PARTNERS LIMITED (CLON)
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE
28/08/2019
  • WEBNET LTD
  • WWW.2DOTS.COM
A warning PDF of date 28/08/2019 (new window) CSSF (LUXEMBURGO) 
28/08/2019
  • OMC MARKETS (PERSONAL FOUND LTD)
  • WWW.OMCMARKETS.COM
A warning PDF of date 28/08/2019 (new window) FMA (AUSTRIA) 
28/08/2019
  • CAVENDISH KNIGHT ASSET MANAGEMENT
  • WWW.CKASSETMANAGMENT.COM
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.