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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 596 out of 714
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/10/2009
  • SWIFT TECH CAPITAL
  • WWW.SWIFTTECHCAPITAL.COM
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
13/10/2010
  • SWIFTSURE SECURITIES LIMITED
  • WWW.SWIFTSURESECURITIESLTD.COM
A warning PDF of date 13/10/2010 (new window) CBFA (BELGICA) 
25/01/2012
  • SWISS & GLOBAL ASSET MANAGEMENT
  • WWW.SWISSGLOBALONLINE.COM
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
18/04/2018
  • SWISS AMERICAN CAPITAL GROUP LTD
  • WWW.SWCAGROUP.COM
A warning PDF of date 18/04/2018 (new window) CSSF (LUXEMBURGO) 
14/01/2009
  • SWISS ATLANTIC SECURITIES AG
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
19/12/2018
  • SWISS CAPITAL GROUP LTD
  • WWW.CAPITALSWISSFX.COM
  • SWISS CAP LTD
A warning PDF of date 19/12/2018 (new window) CONSOB (ITALIA) 
29/03/2017
  • SWISS CAPITAL INVEST (SWISS CAPITALINVEST / SWISS-CAPITALINVEST) / ATLASREFERENCE UNIPESSOALLDA
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
23/01/2019
  • SWISS CAPITAL INVEST HOLDING LTD (OPERANDO COMO SWISS CAPITAL INVEST) (CLON)
  • WWW.SWISSCAPITALINVEST.CO.UK
A warning PDF of date 23/01/2019 (new window) FCA (REINO UNIDO) 
23/03/2011
  • SWISS CORP. INTERNATIONAL
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
21/07/2010
  • SWISS EQUITY INVESTMENT
  • WWW.SWISSEQUITYINVESTMENT.COM
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.