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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 594 out of 714
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/05/2004
  • SUN TRUST TELEPHONE BANKING
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
14/03/2012
  • SUNLINE TRANSFER AGENTS
  • WWW.SUNLINETRANSFER.COM
A warning PDF of date 14/03/2012 (new window) FSA (REINO UNIDO) 
14/04/2010
  • SUNRISE FUTURES LLC
  • WWW.SUNRISE-FUTURES.COM
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
20/07/2011
  • SUNWAY INTERNATIONAL
  • WWW.SUNWAY-INTERNATIONAL.COM
A warning PDF of date 20/07/2011 (new window) FSAN (NORUEGA) 
19/09/2012
  • SUN-WEALTH CORPORATE FINANCE
A warning PDF of date 19/09/2012 (new window) EI_CBI (IRLANDA) 
21/11/2012
  • SUN-WEALTH CORPORATE FINANCE
  • WWW.SUN-WEALTHCORPO.COM
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO) 
18/05/2016
  • SURE MONEY UK (CLON)
A warning PDF of date 18/05/2016 (new window) FCA (REINO UNIDO) 
05/08/2020
  • SURETY & GUARANTEE SERVICES LIMITED (CLON)
  • WWW.SURETYANDGUARANTEE.COM
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
06/05/2009
  • SURIN WAANAA
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 
06/05/2009
  • SURIN WANA
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 

Consultation criteria: By type unauthorised entities.