Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 593 out of 709
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/06/2012
  • SWISS GLOBAL ASSET MANAGEMENT
  • WWW.SGAMLDN.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS SIGUIENTES ENTIDADES DEBIDAMENTE AUTORIZADAS: SWISS & GLOBAL ASSET MANAGEMENT (LUXEMBOURG) SA Y SWISS & GLOBAL ASSET MANAGEMENT SA
05/12/2018
  • SWISS GOLDEN INVESTMENT BANK
  • HTTP://WWW.SWGIB.COM
A warning PDF of date 05/12/2018 (new window) SFSA (SUECIA) 
09/02/2011
  • SWISS GROUP & PARTNER
  • WWW.SWISSGROUP-PARTNER.CH
A warning PDF of date 09/02/2011 (new window) FMA (AUSTRIA) 
19/04/2006
  • SWISS INVEST LTD.
  • INFO@SWIS-INVEST.COM
A warning PDF of date 19/04/2006 (new window) SSMA (ESLOVENIA) 
20/04/2016
  • SWISS INVESTMENT (CLON) / GLOBAL CAPITAL LTD / T.T.F. / SWISSPARTNERS AG
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
18/09/2019
  • SWISS INVESTMENT CORPORATION LTD
  • WWW.SWISSINVESTMENTFX
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
03/07/2019
  • SWISS INVESTMENT CORPORATION LTD/ SWISS INVESTMENT FX
  • HTTPS://SWISSINVESTIMENTFX.COM
A warning PDF of date 03/07/2019 (new window) FMA (AUSTRIA) 
15/07/2009
  • SWISS KEY EQUITY CONSULT AG (SWITZERLAND)
A warning PDF of date 15/07/2009 (new window) IFSRA (IRLANDA) 
06/09/2017
  • SWISS LIFE (CLON)
  • WWW.AAARATEDBOND.COM
A warning PDF of date 06/09/2017 (new window) FCA (REINO UNIDO) 
18/03/2020
  • SWISS LIFE ASSET GROUP (CLON)
  • WWW.SWISSLIFE-ASSETGROUP.COM
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA SWISS LIFE (LIECHTENSTEIN) AG

Consultation criteria: By type unauthorised entities.