Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 592 out of 655
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/06/2006
  • USL, UNIVERSAL SAVINGS & LOAN BANK
  • HTTP://WWW.USL1BANK.COM/ABOUTUS.ASP
A warning PDF of date 14/06/2006 (new window) SFSA (SUECIA) 
28/11/2012
  • UST FINANCIAL SERVICES CORP.
  • WWW.USTFINANCE.COM
A warning PDF of date 28/11/2012 (new window) FSA (REINO UNIDO) 
14/03/2012
  • UST FINANCIAL SERVICES CORP.
  • WWW.USTFINANCE.COM
A warning PDF of date 14/03/2012 (new window) SFSA (SUECIA) 
17/05/2006
  • UTB FINANCE & SECURITY SERVICES
  • WWW.UTBFINSECSERVICES.ORG
A warning PDF of date 17/05/2006 (new window) FSC (ISLA DE MAN) 
09/03/2011
  • UTC INTERNATIONAL SERVICES
  • WWW.UTCINTERNATIONALSERVICES.COM
A warning PDF of date 09/03/2011 (new window) FSA (REINO UNIDO) 
19/10/2016
  • UTC INVEST
  • WWW.UTCINVEST.COM
A warning PDF of date 19/10/2016 (new window) AMF (FRANCIA) 
13/10/2016
  • UTILITY BILL SOLUTIONS
A warning PDF of date 13/10/2016 (new window) FCA (REINO UNIDO) 
13/03/2019
  • UW INVESTMENT
  • HTTPS://WWW.UWINVEST-MENTS.COM/EN_US/
A warning PDF of date 13/03/2019 (new window) DFSA (DINAMARCA)EL REGULADOR ADVIERTE DEL USO FRAUDUENTO DEL NOMBRE Y AUTORIZACION DE LA SOCIEDAD REGISTRADA IWC INVESTMENT PARTNERS A/S Y SU WEB <HTTPS://WWW.IWC.DK/>.
24/11/2010
  • VALENTI INTERNATIONAL
  • WWW.VALENTI-INTERNATIONAL.COM
A warning PDF of date 24/11/2010 (new window) FSAN (NORUEGA) 
01/06/2016
  • VALTECHFX GLOBAL SOLUTIONS LTD
  • WWW.VALTECHFX.COM
A warning PDF of date 01/06/2016 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities.