As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 578 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/06/2019
  • ALPHATEC LTD
  • WWW.KAYAFX.COM
A warning PDF of date 26/06/2019 (new window) CONSOB (ITALIA) 
26/06/2019
  • WWW.PLACEMENTS-PRIVES.COM
A warning PDF of date 26/06/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALPHA PATRIMOINE S.A..
26/06/2019
  • WWW.BELAIR-HOUSE.CO.UK
A warning PDF of date 26/06/2019 (new window) CSSF (LUXEMBURGO)LA WEB USA DE MANERA FRAUDULENTA EL NOMBRE Y DIRECCIÓN DE LA ENTIDAD DEBIDAMENTE REGISTRADA BELAIR HOUSE
26/06/2019
  • S&P BROKER
  • HTTPS://SNPBROKER.IO
A warning PDF of date 26/06/2019 (new window) CSSF (LUXEMBURGO) 
26/06/2019
  • CLOCKWORK LOANS (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • MN99 CREDIT UNION (CLON)
  • HTTPS://MN99.ONLINE/INDEX.HTML
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • BTG PACTUAL INVESTMENT BANK (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • ARAGON LOANS
  • HTTPS://WWW.ARAGONLOANS.INFO/
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • LOANS4UNEMPLOYED
  • HTTP://WWW.LOANS4UNEMPLOYED.CO.UK
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • BROAD OAK FINANCE LIMITED (CLON)
  • HTTP://BROADOAKFINANCELTD.COM/
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.