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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 576 out of 745
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/05/2018
  • SAVE POWER UK LTD
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
05/12/2018
  • SAVINGS OPTIONS TRADING (CLON)
  • HTTP://WWW.SAVINGSOPTIONSTRADING.COM
A warning PDF of date 05/12/2018 (new window) FCA (REINO UNIDO) 
05/05/2020
  • SAVONE PIERRE BROKERAGE (CLON)
  • WWW.SAVONEPIERREBROKERAGE.COM
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
06/09/2017
  • SAVOY ASSET MANAGEMENT
  • WWW.SAVOYAM.COM
A warning PDF of date 06/09/2017 (new window) FCA (REINO UNIDO) 
21/09/2011
  • SAVOY INVESTMENT MANAGEMENT
A warning PDF of date 21/09/2011 (new window) FSA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA RELACION CON LA ENTIDAD SAVOY INVESTMENT MANAGEMENT LTD (REGISTRADA EN LA FSA CON EL NUMERO 145877)
07/10/2020
  • SAXO BANK/ SAXO CAPITAL (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA SAXO CAPITAL MARKETS LIMITED
11/12/2019
  • SBAV GROUP
  • HTTPS://WWW.SBAVGROUP.COM
A warning PDF of date 11/12/2019 (new window) FSMA (BELGICA) 
27/09/2006
  • SBI INTERNATIONAL LAW ASSOCIATES MERGERS & ACQUISITIONS
A warning PDF of date 27/09/2006 (new window) AMF (FRANCIA) 
05/07/2006
  • SBI INTERNATIONAL LAW ASSOCIATES MERGERS & ACQUISITIONS
  • WWW.SBIINTERLAW.COM
A warning PDF of date 05/07/2006 (new window) SFSA (SUECIA) 
18/04/2018
  • SC GLOBAL FUND / SUNCORP
  • HTTP://WWW.SCGLOBALFUND.COM
A warning PDF of date 18/04/2018 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities.