Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 575 out of 613
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/11/2004
  • WESTMINSTER EXPRESS BANK (ISLE OF MAN) LIMITED
  • WWW.WESTMINSTEREXPRESS.COM
A warning PDF of date 10/11/2004 (new window) FSC (ISLA DE MAN) 
18/07/2007
  • WESTMINSTER FINANCE LONDON
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
10/08/2011
  • WESTMINSTER FINANCIAL SERVICES
  • WWW.WFSINT.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
22/11/2006
  • WESTMINSTER MARKET RESEARCH & MANAGEMENT
  • WWW.WESTMINSTERMANAGEMENTINC.COM
A warning PDF of date 22/11/2006 (new window) SFSA (SUECIA) 
09/08/2017
  • WESTMOUNT ASSOCIATES
  • WWW.WESTMOUNTASSOCIATES.COM
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
31/10/2012
  • WESTON AND SCOTT CONSULTANTS
  • WWW.WESTONSCOTTCONSULTANTS.COM
A warning PDF of date 31/10/2012 (new window) FSA (REINO UNIDO) 
21/03/2018
  • WESTPAC BANK OF LONDON (CLON)
  • HTTPS://WWW.WESTPACBNK.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
23/05/2012
  • WESTTON WORLDWIDE M&A INC
A warning PDF of date 23/05/2012 (new window) FSA (REINO UNIDO) 
26/02/2014
  • WESTWARD GROUP
  • HTTP://WESTWARDGROUP.COM/INDEX.HTML
A warning PDF of date 26/02/2014 (new window) FSAN (NORUEGA) 
30/08/2017
  • WESTWARD HOLDINGS
  • WWW.WESTWARDHOLDINGS.COM
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)

Consultation criteria: By type unauthorised entities.