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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 575 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/12/2005
  • TOMAS LINZ TRANSFER AGENCY
  • WWW.TOMASLINZTA.COM
A warning PDF of date 21/12/2005 (new window) FMA (AUSTRIA) 
09/04/2019
  • TOMAS TISLER FINANCIAL MANAGEMENT (CLON)
  • WWW.TT-FINANCIALMANAGEMENT.COM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
05/12/2018
  • TOP10COINS
  • WWW.TOP10COINS.PRO / WWW.TOP10COINS.BLOGSPOT.COM
A warning PDF of date 05/12/2018 (new window) FMA (AUSTRIA) 
16/05/2018
  • TOPFX24 LIMITED
  • WWW.TOPFX24.COM
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
12/06/2019
  • TOPTRADEPRO / MOTION LTD
  • WWW.TOPTRADEPRO.COM
A warning PDF of date 12/06/2019 (new window) FMA (AUSTRIA) 
11/12/2019
  • TORELLO CAPITAL S.À R.L
  • WWW.TORELLO-CAPITAL.COM
A warning PDF of date 11/12/2019 (new window) CSSF (LUXEMBURGO) 
09/08/2017
  • TORONTO SUMITOMO TRADING INTERNATIONAL
  • WWW.TSTINTERNATIONAL.COM
A warning PDF of date 09/08/2017 (new window) AFM (PAISES BAJOS (HOLANDA)) 
14/06/2017
  • TORONTO SUMITOMO TRADING INTERNATIONAL (TST INTERNATIONAL)
A warning PDF of date 14/06/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
24/01/2018
  • TORONTO SUMITOMO TRADING INTERNATIONAL (TST INTERNATIONAL)
  • WWW.TSTINTERNA-TIONAL.COM
A warning PDF of date 24/01/2018 (new window) DFSA (DINAMARCA) 
30/08/2017
  • TOROPTION
  • WWW.TOROPTION.COM
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS

Consultation criteria: By type unauthorised entities.