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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 575 out of 605
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/02/2013
  • WILTSHIRE CAPITAL
  • HTTP://WWW.WILTSHIRECAPITAL.COM/
A warning PDF of date 06/02/2013 (new window) FSAN (NORUEGA) 
01/02/2012
  • WINCHESTER CONSULTANCY GROUP
A warning PDF of date 01/02/2012 (new window) EI_CBI (IRLANDA) 
11/01/2012
  • WINCHESTER CONSULTANCY GROUP
  • HTTP://WWW.WINCHESTERCOSULTANCYGRP.COM
A warning PDF of date 11/01/2012 (new window) FSA (REINO UNIDO) 
26/01/2011
  • WINDCREST MANAGEMENT SOLUTION, LTD.
  • WWW.WINDCRESTMGTSOLUTION.COM
A warning PDF of date 26/01/2011 (new window) SFSA (SUECIA) 
23/03/2011
  • WINDGATE SECURITY MANAGEMENT
  • WWW.WINDGATESECURITYMGT.COM
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
10/12/2014
  • WINDLOW GROUP
  • WWW.WINDLOWGROUP.COM
A warning PDF of date 10/12/2014 (new window) FCA (REINO UNIDO) 
22/10/2008
  • WINDRIVER CAPITAL
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
19/05/2010
  • WINDSOR (INTERNATIONAL) LIMITED/"WINDSOR EXCHANGE"
A warning PDF of date 19/05/2010 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
12/05/2003
  • WINDSOR ASSET MANAGEMENT
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
18/04/2012
  • WINDSOR BROKERS
  • WWW.WINDSORBROKERSLIMITED.COM
A warning PDF of date 18/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA DENOMINADA WINDSOR BROKERS LIMITED

Consultation criteria: By type unauthorised entities.