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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 575 out of 609
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/02/2005
  • REGIONS BANK
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
23/02/2005
  • HARRISON LEE PARTNERS
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
23/02/2005
  • SMI LIMITED (BVI)
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
23/02/2005
  • PORTER VENTURES
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
23/02/2005
  • WARNER BECK INCORPORATED
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
23/02/2005
  • CITY FINANCIAL & SECURITY SERVICES B.V.
  • WWW.CFSSBV.NET
A warning PDF of date 23/02/2005 (new window) FSC (ISLA DE MAN) 
23/02/2005
  • CITY FINANCIAL & SECURITY
  • WWW.CFSSBV.NET
A warning PDF of date 23/02/2005 (new window) FSC (ISLA DE MAN) 
16/02/2005
  • EURO ASIAN PLC
  • WWW.EUROASIAPLC.COM
A warning PDF of date 16/02/2005 (new window) FSC (ISLA DE MAN) 
16/02/2005
  • AVATAR S.P.A.
A warning PDF of date 16/02/2005 (new window) CONSOB (ITALIA) 
16/02/2005
  • GLOBAL FUTURES EXCHANGE & TRADING CO. INC.
  • WWW.GLOBALFUTURES.COM
A warning PDF of date 16/02/2005 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities.