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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 574 out of 680
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/02/2007
  • GRUNDBUCHZERTIFIKAT LTD.
  • WWW.GBZ.AT
A warning PDF of date 14/02/2007 (new window) FMA (AUSTRIA) 
14/02/2007
  • VAULTING COMPANY LIMITED
  • MR RYAN MCCOURT (SIC)
  • MR RICHARD WILLIAMS
A warning PDF of date 14/02/2007 (new window) FSC (ISLA DE MAN) 
14/02/2007
  • UNISPAR UNIVERSAL SPARKASSE EKONOMISK FÖRENING
  • WWW.UNISPARKASSE.COM
A warning PDF of date 14/02/2007 (new window) SFSA (SUECIA) 
14/02/2007
  • JFS CREDIT UNION EKONOMISK FÖRENING
A warning PDF of date 14/02/2007 (new window) SFSA (SUECIA) 
07/02/2007
  • UNIVERSAL MERCANTILE BUILDING SOCIETY EF (UMBS)
A warning PDF of date 07/02/2007 (new window) SFSA (SUECIA) 
07/02/2007
  • FAIRBAIN PRIVATE BANK
  • WWW.FPBGROUP.COM
A warning PDF of date 07/02/2007 (new window) FSC (ISLA DE MAN) 
07/02/2007
  • GOLD COAST INVESTMENTS
  • WWW.GOLDCOAST-INVESTMENTS.COM
A warning PDF of date 07/02/2007 (new window) FMA (AUSTRIA) 
31/01/2007
  • REYNOLD BROWN ASSOCIATES
A warning PDF of date 31/01/2007 (new window) FMA (AUSTRIA) 
31/01/2007
  • SOUTH WEST BANK
A warning PDF of date 31/01/2007 (new window) FSC (ISLA DE MAN) 
31/01/2007
  • HANOVER COMPANY LIMITED
A warning PDF of date 31/01/2007 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities.