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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 574 out of 618
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/10/2019
  • ASSET RECOVERY GROUP
  • WWW.ASSETRECOVERYGROUPINC.COM
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 
15/03/2017
  • ASSET MANAGEMENT PROTECTION (AMP)
  • WWW.ASSETMANAGEMENTPROTECTION.COM
A warning PDF of date 15/03/2017 (new window) FCA (REINO UNIDO) 
14/12/2017
  • ASSET LINK INTERNATIONAL
  • WWW.ASSETLINKCONSULT.COM
A warning PDF of date 14/12/2017 (new window) FCA (REINO UNIDO) 
20/01/2010
  • ASSET INTERNATIONAL LIMITED
  • HTTP://ASSET-INTERNATIONAL.ORG.UK
A warning PDF of date 20/01/2010 (new window) FSC (ISLA DE MAN) 
20/09/2017
  • ASSET CONSULTING / CONSULTANT SERVICES
  • WWW.ASSETCONSULTINGSERVICES.COM
  • WWW.ASSETCONSULTANTSERVICES.COM
A warning PDF of date 20/09/2017 (new window) FCA (REINO UNIDO) 
20/11/2019
  • ASSET CAPITAL INVEST
  • WWW.ASSETCAPITALINVEST.COM
A warning PDF of date 20/11/2019 (new window) CSSF (LUXEMBURGO) 
11/12/2019
  • ASSET BACKED INVESTMENT
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO)<HTTPS://WWW.ASSETBACKED-INVESTMENTS.CO.UK/GOOGLE?GCLID=EAIAIQOBCHMIHDIIG6SN5GIVHLHTCH2LBAVNEAMYAIAAEGLLH_D_BWE>
08/02/2006
  • ASPREY GROUP LLP
  • WWW.ASPREYGROUP.COM
A warning PDF of date 08/02/2006 (new window) SFSA (SUECIA) 
20/09/2006
  • ASPEN PAYNE CONSULTING
  • WWW.ASPENPAYNECONSULTING.COM
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
20/11/2013
  • ASPEN CAPITAL LLC
  • WWW.ASPEN-CAP.NET
A warning PDF of date 20/11/2013 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.