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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 574 out of 683
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/12/2009
  • CAPITAL INSTITUTE, S.C. DE R.L. (CAPITALBANK)
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
23/04/2014
  • CAPITAL HILL GROUP
A warning PDF of date 23/04/2014 (new window) FSMA (BELGICA) 
27/02/2019
  • CAPITAL HALL/CAPITAL TECH LTD (ISLAS MARSHALL)
  • HTTPS://CAPITALHALL.COM
A warning PDF of date 27/02/2019 (new window) CBI (IRLANDA) 
08/08/2018
  • CAPITAL FXG LTD / NORDIC PEARL LTD
  • WWW.FOREXGRAND24.COM
A warning PDF of date 08/08/2018 (new window) CONSOB (ITALIA) 
12/08/2020
  • CAPITAL FINANCIAL MANAGEMENT (CLON)
  • C-F-M.INFO / WWW.CAPITAL-FINANCIAL-MANAGEMENT.LTD
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
16/08/2018
  • CAPITAL FINANCE GROUP LIMITED (CLON DE AGENTE)
  • WWW.CAPITALFINANCEGROUP.CO.UK
A warning PDF of date 16/08/2018 (new window) FCA (REINO UNIDO) 
29/07/2009
  • CAPITAL FINANCE (CHANNEL ISLANDS) LIMITED
  • WWW.CAPITALFIN.ORG
  • BTF WEALTH MANAGEMENT
A warning PDF of date 29/07/2009 (new window) FSC (ISLA DE MAN) 
30/06/2004
  • CAPITAL EXPRESS BANK
A warning PDF of date 30/06/2004 (new window) FSC (ISLA DE MAN) 
29/03/2017
  • CAPITAL EPARGNE
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
13/10/2011
  • CAPITAL EDGE GROUP
  • WWW.CAPITALEDGEGROUP.NET
A warning PDF of date 13/10/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.