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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 574 out of 605
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/10/2011
  • APPS FINANCE, MALTA GROUP
  • WWW.APPSFINM.COM
A warning PDF of date 13/10/2011 (new window) MFSA (MALTA) 
10/10/2012
  • APPLETON ASSOCIATES
  • WWW.APPLETONASSOC.COM
A warning PDF of date 10/10/2012 (new window) FSA (REINO UNIDO) 
18/08/2011
  • APOLLO TIGER FUND
  • WWW.APOLLO-TIGERFUND.COM
  • WWW.APOLLOGUERNSEY.COM
  • WWW.APOLLOFUNDSGUERNSEY.COM
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO)SIN RELACIÓN CON MARLBOROUGH TIGER FUND LTD REGISTRADO CON LA FSA CON EL NUM. 451823
17/12/2014
  • APOLLO MULTI ASSET MANAGEMENT LLP (CLON)
  • WWW.APOLLOMULTIASSETINVEST.COM
A warning PDF of date 17/12/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
19/09/2018
  • APOLLO MANAGEMENT (CLON)
  • WWW.APOLLOMANAGEMENT.CO.UK
  • WWW.APOLLOMANAGEMENTLLP.CO.UK
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
08/05/2013
  • APOLLO FINANCIAL MANAGEMENT
  • WWW.FINANCIALMANAGEMENTA.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
13/10/2016
  • APEX UK LOAN
  • WWW.APEXUKLOAN.COM
A warning PDF of date 13/10/2016 (new window) FCA (REINO UNIDO) 
20/06/2018
  • APEX TRADEX (CLON)
  • WWW.APEXTRADEX.COM
  • WWW.APEXTDXOPTION.COM
A warning PDF of date 20/06/2018 (new window) FCA (REINO UNIDO) 
18/05/2011
  • APEX STOCK TRANSFER INC.
  • WWW.APEXSTINC.COM
A warning PDF of date 18/05/2011 (new window) FSA (REINO UNIDO) 
23/06/2010
  • APEX INVESTMENT CORPORATION
  • HTTP://WWW.APEXINVESTMENTSCORPORATION.COM
A warning PDF of date 23/06/2010 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities.