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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 574 out of 670
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/12/2006
  • KNIGHTSBRIDGE WEALTH MANAGEMENT AG
  • WWW.KBWM.CH
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
13/12/2006
  • INTERCAPITAL MANAGEMENT FUND LIMITED
  • WWW.INTERCAPITALMANAGEMENT.COM
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
13/12/2006
  • HARPER & DAVIS ASSOCIATES
  • WWW.HARPERDAVIS.COM
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
13/12/2006
  • FITZWILLIAM GROUP LIMITED
  • WWW.FITZWILLIAMGROUP.COM
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
13/12/2006
  • EDZELL VENTURES
  • WWW.EDZELL-VENTURES.COM
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
13/12/2006
  • NATIONWIDE BANK
  • WWW.NATIONWIDEB.COM
A warning PDF of date 13/12/2006 (new window) JFSC (JERSEY) 
13/12/2006
  • KLEIN INTERNATIONAL
  • WWW.KLEININTERNATIONAL.NET
A warning PDF of date 13/12/2006 (new window) JFSC (JERSEY) 
13/12/2006
  • CROWN CAVE FINANCE AND CREDIT UNION
  • HTTP://WWW.CROWNCAVE.NET
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • PINNACLE CREDIT AND FINANCE
  • HTTP://WWW.PINNACLECANDF.COM
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • VAULTING COMPANY LIMITED
  • MR RYAN MCCOURT (SIC)
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities.