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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 573 out of 668
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/12/2006
  • MR ROBERT MÉNARD
A warning PDF of date 13/12/2006 (new window) AMF (FRANCIA) 
13/12/2006
  • REYNOLD BROWN ASSOCIATES
  • WWW.REYNOLDBROWN.COM
A warning PDF of date 13/12/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
29/11/2006
  • FIRST CHINA CORPORATE MANAGEMENT GROUP
  • WWW.FIRSTCHINACMG.COM
A warning PDF of date 29/11/2006 (new window) FMA (AUSTRIA) 
29/11/2006
  • 1911DIRECT SPARKASSE EKONOMISK FÖRENING
  • WWW.SPARKASSE.SE
A warning PDF of date 29/11/2006 (new window) SFSA (SUECIA) 
29/11/2006
  • THE ASHTON LEWIS GROUP
  • WWW.THEASHTONLEWISGROUP.COM
A warning PDF of date 29/11/2006 (new window) SFSA (SUECIA) 
29/11/2006
  • BLUECREST INTERNATIONAL CAPITAL, INC.
  • WWW.BLUECRESTINTL.COM
A warning PDF of date 29/11/2006 (new window) SFSA (SUECIA) 
29/11/2006
  • THE TIDAL GROUP
A warning PDF of date 29/11/2006 (new window) SFC (HONG KONG) 
29/11/2006
  • PRIVATE COMMERCIAL OFFICE, INC.
A warning PDF of date 29/11/2006 (new window) FMA (AUSTRIA) 
13/12/2006
  • IMPERIAL TRUST LLC
A warning PDF of date 13/12/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
29/11/2006
  • D. KEFFEL-FALLAHI
A warning PDF of date 29/11/2006 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities.