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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 571 out of 839
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/01/2015
  • FINANPERF
  • WWW.FINANPERF.COM
A warning PDF of date 21/01/2015 (new window) AMF (FRANCIA) 
18/11/2015
  • FINANCIERE DES DAHLIAS HOLDING LIMITED
A warning PDF of date 18/11/2015 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
18/12/2019
  • FINANCIËN OPLOSSINGEN
  • WWW.FINANCIENOPLOSSINGEN.COM
A warning PDF of date 18/12/2019 (new window) FSMA (BELGICA) 
20/10/2021
  • FINANCIELE VERENIGING
  • HTTPS://FINANCIELE-VERENIGING.COM/
A warning PDF of date 20/10/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS A CONSUMIDORES
27/03/2013
  • FINANCIAL TRADING BOARD
  • WWW.GOV.FINTB.US
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
08/09/2010
  • FINANCIAL SOULTIONS
  • WWW.FINANCIALSOULTIONS.COM
A warning PDF of date 08/09/2010 (new window) CBFA (BELGICA) 
14/11/2012
  • FINANCIAL SOLUTION BLACKSTONE
A warning PDF of date 14/11/2012 (new window) EI_CBI (IRLANDA) 
20/07/2011
  • FINANCIAL SERVICES REGULATORY AUTHORITY OF BELGIUM (FSRAB)
  • WWW.FSRAB.ORG
A warning PDF of date 20/07/2011 (new window) FSMA (BELGICA) 
14/10/2009
  • FINANCIAL SERVICES REGULATOR OF HONG KONG
  • WWW.FSRHK.ORG
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
17/02/2021
  • FINANCIAL SERVICES REDRESS (UK) LTD
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.