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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 571 out of 852
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/03/2015
  • OPCIONES BINARIAS
A warning PDF of date 11/03/2015 (new window) AMF (FRANCIA) 
17/12/2014
  • OPCIONES BINARIAS
A warning PDF of date 17/12/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
25/06/2014
  • OPCIONES BINARIAS
A warning PDF of date 25/06/2014 (new window) AMF (FRANCIA) 
23/01/2008
  • OPEN TRADE INTERNATIONAL, INC.
  • WWW.OPENTRADE.NET
A warning PDF of date 23/01/2008 (new window) CONAVAL (PANAMA) 
04/01/2012
  • OPES CAPITAL INC
  • WWW.OPES-CAPITALINC.COM
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
30/11/2005
  • OPES INGENIUM GROUP
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
08/08/2007
  • OPFUND LTD
A warning PDF of date 08/08/2007 (new window) FSC (ISLA DE MAN)COMMONWEALTH OF DOMINICA
20/06/2007
  • OPFUND LTD
A warning PDF of date 20/06/2007 (new window) FSC (ISLA DE MAN) 
11/05/2005
  • OPM RESOURCES
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
11/09/2013
  • OPSTOCK LTD
  • WWW.OPSTOCKLTD.COM
A warning PDF of date 11/09/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA OPSTOCK LTD (FUSIONADA CON POHJOLA BANK)

Consultation criteria: By type unauthorised entities.