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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 568 out of 680
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/07/2007
  • UPCB PRIVE BANCO
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
18/07/2007
  • HUKO FINANCE
  • AMELIA TUIWAI
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
04/07/2007
  • KNOWL, BREW AND ZIMMER
A warning PDF of date 04/07/2007 (new window) SFSA (SUECIA) 
04/07/2007
  • DENTON MERGERS AND ACQUISITIONS
A warning PDF of date 04/07/2007 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
04/07/2007
  • WORLD MANAGEMENT INTERNATIONAL
A warning PDF of date 04/07/2007 (new window) HCMC (GRECIA) 
04/07/2007
  • INDICES INTERNATIONAL GROUP
A warning PDF of date 04/07/2007 (new window) SFSA (SUECIA) 
04/07/2007
  • GIG HOLDINGS LTD
A warning PDF of date 04/07/2007 (new window) HCMC (GRECIA) 
04/07/2007
  • TAVISTOCK CAPITAL MARKETS
A warning PDF of date 04/07/2007 (new window) SFSA (SUECIA) 
20/06/2007
  • MORGAN FRANKLIN INTERNATIONAL
A warning PDF of date 20/06/2007 (new window) FSAN (NORUEGA) 
20/06/2007
  • OPFUND LTD
A warning PDF of date 20/06/2007 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities.