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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 568 out of 714
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/01/2020
  • SMART LOANS UK (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA NINGUNA RELACIÓN CON LA FIRMA DEBIDAMENTE REGISTRADA WILLIAM ELLIS SINCLAIR
20/06/2018
  • SMART SPEND LIMITED (CLON)
  • WWW.WELLPREFEREDCARDS.COM
  • WWW.HAPPYVCARDS.COM
  • WWW.PICKYOURONLINECARD.COM
  • WWW.JUSTABOUTGIFTCARDS.COM
  • WWW.EASYTOGETCARDS.COM
A warning PDF of date 20/06/2018 (new window) FCA (REINO UNIDO) 
30/04/2013
  • SMART STUFF LTD
  • WWW.SMART-INVEST.CO.UK
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SMART STUFF LTD
18/08/2011
  • SMART TRADE FX
  • WWW.SMARTTRADEFX.COM
A warning PDF of date 18/08/2011 (new window) CYSEC (CHIPRE) 
24/06/2009
  • SMART TRADE GROUP
  • WWW.SMARTTRADEGROUP.COM
A warning PDF of date 24/06/2009 (new window) DFSA (DINAMARCA) 
01/07/2020
  • SMARTFXCOINTRADE
  • HTTPS://SMARTFXCOINTRADE.ONLINE
A warning PDF of date 01/07/2020 (new window) AFM (PAISES BAJOS (HOLANDA)) 
24/10/2007
  • SMI GLOBAL CAPITAL LTD
  • WWW.SMICAP.COM
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
15/06/2005
  • SMI LIMITED (BVI)
A warning PDF of date 15/06/2005 (new window) SFC (HONG KONG) 
23/02/2005
  • SMI LIMITED (BVI)
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
07/10/2020
  • SMI MARKETS
  • WWW.SMIMARKETS.COM
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.