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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 566 out of 606
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/06/2010
  • TORTOLA CAPITAL
  • WWW.TORTOLACAPITAL.COM
A warning PDF of date 16/06/2010 (new window) CBFA (BELGICA) 
19/05/2010
  • ORIENTAL CONSOLIDATORS
  • WWW.ORIENTALCONSOLIDATORS.COM
A warning PDF of date 19/05/2010 (new window) CBFA (BELGICA) 
16/06/2010
  • WILTON INVESTMENT GROUP
  • WWW.WILTONIG.COM
A warning PDF of date 16/06/2010 (new window) CBFA (BELGICA) 
23/01/2008
  • JOHNSON AND BROWN
  • WWW.JOHNSONANDBROWN.COM
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
13/08/2008
  • SUMMIT CAPITAL MANAGEMENT
A warning PDF of date 13/08/2008 (new window) CBFA (BELGICA) 
23/01/2008
  • TALBOT REESE
  • WWW.TALBOTREESE.COM
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
30/07/2008
  • SOLVAY FINANCIAL
A warning PDF of date 30/07/2008 (new window) CBFA (BELGICA) 
02/06/2010
  • DRAGON PARTNERS INC. AND PLATINUM GROUP INTERNATIONAL
  • WWW.DRAGONPTSCN.COM
A warning PDF of date 02/06/2010 (new window) CBFA (BELGICA) 
21/06/2006
  • STEIN AND FITZGERALD ASSOCIATES
A warning PDF of date 21/06/2006 (new window) CBF (BELGICA) 
18/08/2004
  • SOROS HOLLAND
A warning PDF of date 18/08/2004 (new window) CBF (BELGICA) 

Consultation criteria: By type unauthorised entities.