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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 566 out of 601
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/03/2019
  • BLUE SEAL LIMITED
  • WWW.MIB700.COM
  • WW.VIX500.COM
  • WWW.MIB700.NET
  • WWW.VIX500.NET
A warning PDF of date 13/03/2019 (new window) CONSOB (ITALIA) 
13/03/2019
  • DELTAFXMARKETS
  • WWW.DELTAFXMARKETS.COM
A warning PDF of date 13/03/2019 (new window) CONSOB (ITALIA) 
20/03/2019
  • PORTO IMMO SCPI
  • WWW.PORTOIMMO.COM
A warning PDF of date 20/03/2019 (new window) AMF (FRANCIA) 
20/03/2019
  • UNION CAPITAL PARTNERS
  • HTTPS://UNIONCAPITALPARTNERS.COM
A warning PDF of date 20/03/2019 (new window) FCA (REINO UNIDO) 
20/03/2019
  • FINESCO LIMITED
  • WWW.FINESCO.PRO
A warning PDF of date 20/03/2019 (new window) FSMA (BELGICA) 
20/03/2019
  • PAYTON CAPITAL PARTNERS
  • WWW.PAYTONCAPITAL.COM
A warning PDF of date 20/03/2019 (new window) FCA (REINO UNIDO) 
20/03/2019
  • WWW.PAREL-GESTION.NET
A warning PDF of date 20/03/2019 (new window) AMF (FRANCIA)SE ADVIERTE DEL USO FRAUDULENTO DEL NOMBRE DE LA EMPRESA DE SERVICIOS DE INVERSIÓN PAREL SA.
09/04/2019
  • CARTER FINANCIAL SERVICES
  • WWW.CARTERFS.COM
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
09/04/2019
  • ORION SERVICE EOOD (WISEBANC)
  • HTTPS://WISEBANC.COM
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
09/04/2019
  • BAT FINANCIAL MANAGEMENT (CLON)
  • WWW.BATFINANCIALMANAGEMENT.COM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.