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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/10/2009
  • ABACUS MARKETING SERVICES
  • WWW.ABACUSMARKETINGSERVICES.COM
A warning PDF of date 28/10/2009 (new window) SFC (HONG KONG) 
05/02/2020
  • ABAKUS GROUP S.A.
  • WWW.ABAKUS-GROUP-SA.COM
A warning PDF of date 05/02/2020 (new window) CSSF (LUXEMBURGO) 
04/05/2011
  • ABBERLEY CAPITAL
  • WWW.ABBERLEYCAPITAL.COM
A warning PDF of date 04/05/2011 (new window) FSA (REINO UNIDO) 
16/08/2006
  • ABBEY HOUSE ACQUISITIONS
  • WWW.ABBEYHOUSEACQUISITIONS.COM
A warning PDF of date 16/08/2006 (new window) SFC (HONG KONG) 
16/03/2011
  • ABBOTTS INVESTMENT GROUP
  • WWW.ABBOTTSINVESTMENTGROUP.COM
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 
23/02/2011
  • ABC FINANCE
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 
07/03/2012
  • ABEL MYERS CONSULTING
  • WWW.ABELMYERS.COM
A warning PDF of date 07/03/2012 (new window) FSA (REINO UNIDO) 
25/08/2004
  • ABERDEEN LANGLEY
A warning PDF of date 25/08/2004 (new window) FSA (REINO UNIDO) 
19/03/2008
  • ABERDEEN LYLE GROUP
  • WWW.ABERDEENLYLE.COM
A warning PDF of date 19/03/2008 (new window) SFC (HONG KONG) 
10/01/2007
  • ABERDEEN MANAGEMENT LIMITED
A warning PDF of date 10/01/2007 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES

Consultation criteria: By type unauthorised entities.