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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 730
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/10/2019
  • WINFINANCE
  • WWW.WINCAPITALPRO.COM
A warning PDF of date 23/10/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
23/10/2019
  • PROCAPITALMARKETS
  • HTTPS://WWW.PROCAPITALMARKETS.COM/EN
A warning PDF of date 23/10/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
23/07/2014
  • MATHESON WANG GROUP
A warning PDF of date 23/07/2014 (new window) AFM (PAISES BAJOS (HOLANDA)) 
09/09/2020
  • AKIYAMA ACQUISITIONS
  • WWW.AKIYAMAACQ.COM
A warning PDF of date 09/09/2020 (new window) AFM (PAISES BAJOS (HOLANDA)) 
23/10/2019
  • AMBAUER
  • AMBAUER.COM
A warning PDF of date 23/10/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
23/10/2019
  • HIKARO AND PARTNERS
  • HIKAROPARTNERS.COM
A warning PDF of date 23/10/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
14/02/2018
  • HAEFEN CAPITAL
  • WWW.HAEFENCAPITAL.COM
A warning PDF of date 14/02/2018 (new window) AFM (PAISES BAJOS (HOLANDA)) 
17/09/2008
  • METROPOLITAN CREDIT CORP
  • ENSCHEDE FINANCE
  • BKR-KREDIET
A warning PDF of date 17/09/2008 (new window) AFM (PAISES BAJOS (HOLANDA)) 
20/12/2017
  • HOLLIS KOOKMIN FINANCIAL
  • HTTPS://HKFGLOBAL.COM
A warning PDF of date 20/12/2017 (new window) AFM (PAISES BAJOS (HOLANDA)) 
01/10/2014
  • INTERNATIONAL CAPITAL MARKETS
  • WWW.INTERNATIONALCAPITALMARKETS.COM
A warning PDF of date 01/10/2014 (new window) AFM (PAISES BAJOS (HOLANDA)) 

Consultation criteria: By type unauthorised entities.