As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 656 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/03/2018
  • MARCELA CUNDERLE (CLON)
  • HTTP://WWW.MARCELACUNDERLE.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
21/03/2018
  • RBCP INTERNATIONAL / RBC GROUP
  • WWW.RBCPINTL.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
21/03/2018
  • PATCHAM INVESTMENT FUNDS (PIF) (CLON)
  • WWW.PATCHAMINVESTMENTFUNDS.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
21/03/2018
  • WESTPAC BANK OF LONDON (CLON)
  • HTTPS://WWW.WESTPACBNK.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
21/03/2018
  • DENMAN-BRYS GROUP (CLON)
  • WWW.DENMANBRYSGROUP.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
14/03/2018
  • CHRISTOPHER SCHOLZ (CLON)
  • WWW.CS-ADVISORY.COM
A warning PDF of date 14/03/2018 (new window) FCA (REINO UNIDO) 
14/03/2018
  • SHTERN GROUP
  • HTTPS://WWW.SHTERNGROUP.COM/
A warning PDF of date 14/03/2018 (new window) MFSA (MALTA) 
14/03/2018
  • CARTER CORPORATE LAW
  • WWW.CARTERCORPORATELAW.COM
A warning PDF of date 14/03/2018 (new window) FCA (REINO UNIDO) 
14/03/2018
  • RESONANCE CAPITAL (IRLANDA)
A warning PDF of date 14/03/2018 (new window) CBI (IRLANDA) 
14/03/2018
  • TCV & PARTNERS (CLON)
  • HTTPS://TCV-PARTNERS.COM
A warning PDF of date 14/03/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.