As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 683 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/07/2017
  • VERENT CAPITAL
  • WWW.VERENTCAPITAL.COM
A warning PDF of date 05/07/2017 (new window) SFSA (SUECIA) 
05/07/2017
  • MARKETS BROKER / AGE CAPITAL LTD
  • WWW.MARKETSBROKER.COM
A warning PDF of date 05/07/2017 (new window) CONSOB (ITALIA) 
05/07/2017
  • YUKON GLOBAL LTD / TRADETECH FIN LTD / TOP MEDIA LTD
  • WWW.FOREX-POINT.COM
A warning PDF of date 05/07/2017 (new window) CONSOB (ITALIA) 
05/07/2017
  • AIG OPTIONS / CMC OPTIONS
  • WWW.AIGOPTIONS.COM
A warning PDF of date 05/07/2017 (new window) FCA (REINO UNIDO) 
28/06/2017
  • EAST COAST LAW FIRM / EAST COAST LAW FLORIDA
  • WWW.ECLAWFLORIDA.COM
A warning PDF of date 28/06/2017 (new window) FCA (REINO UNIDO) 
28/06/2017
  • FIRST STOP LOANS (CLON)
  • WWW.FIRSTSTOPLOANS.COM
A warning PDF of date 28/06/2017 (new window) FCA (REINO UNIDO) 
28/06/2017
  • CALEDONIAN EQUITY GROUP
  • WWW.C-EQUITYGROUP.COM
A warning PDF of date 28/06/2017 (new window) FCA (REINO UNIDO) 
28/06/2017
  • DASH LOANS (CLON)
A warning PDF of date 28/06/2017 (new window) FCA (REINO UNIDO) 
21/06/2017
  • BLACKROCK ASSET MANAGEMENT (CLON)
  • WWW.BLACKROCK.GA
A warning PDF of date 21/06/2017 (new window) FCA (REINO UNIDO) 
21/06/2017
  • HBFX MARKETS LIMITED
  • WWW.HBFXMARKETS.COM
A warning PDF of date 21/06/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.