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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 10
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/08/2015
  • VARIOS BELGICA
A warning PDF of date 05/08/2015 (new window) FSMA (BELGICA)ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
08/07/2015
  • VARIOS BELGICA
A warning PDF of date 08/07/2015 (new window) FSMA (BELGICA)ENTIDADES NO AUTORIZADAS QUE OFRECEN OPCIONES BINARIAS Y PRODUCTOS DE FOREX
24/06/2015
  • VANGUARD ASSET MANAGEMENT/VANGUARD DIRECT (CLON)
A warning PDF of date 24/06/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCLUACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
03/06/2015
  • VARIOS FRANCIA
A warning PDF of date 03/06/2015 (new window) AMF (FRANCIA)PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSIÓN SIN ESTAR AUTORIZADAS.
20/05/2015
  • VARIOS FRANCIA
A warning PDF of date 20/05/2015 (new window) AMF (FRANCIA)PÁGINAS WEB QUE OFRECEN INVERSIONES EN OPCIONES BINARIAS SIN ESTAR AUTORIZADAS
20/05/2015
  • VARIOS FRANCIA
A warning PDF of date 20/05/2015 (new window) AMF (FRANCIA)ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE FOREX
18/03/2015
  • VERBATIM ASSET MANAGEMENT PLC (CLON)
A warning PDF of date 18/03/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
04/03/2015
  • VERRAZZANO CAPITAL/VERRAZZANO UK (CLON)
A warning PDF of date 04/03/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/01/2015
  • VANTAGE CAPITAL RESEARCH
A warning PDF of date 14/01/2015 (new window) DFSA (DINAMARCA) 
17/12/2014
  • VANTAGE HOLDINGS GROUP LIMITED
A warning PDF of date 17/12/2014 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial V.