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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 9
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/07/2019
  • UNITED MARKETS CAPITAL
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
19/10/2016
  • UTC INVEST
A warning PDF of date 19/10/2016 (new window) AMF (FRANCIA) 
24/08/2016
  • UNITED TRADING MARKETS (UT MARKETS)
A warning PDF of date 24/08/2016 (new window) BFSC (BULGARIA) 
20/06/2018
  • UNITED LIMITED / Y2 MEDIA GROUP LTD
A warning PDF of date 20/06/2018 (new window) CONSOB (ITALIA) 
31/07/2019
  • UAB ELORONA AND UAB ROLNETA.
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
10/05/2017
  • UP4X LTD
A warning PDF of date 10/05/2017 (new window) CONSOB (ITALIA) 
21/02/2018
  • UNITED CAPITAL GROUP
A warning PDF of date 21/02/2018 (new window) CSSF (LUXEMBURGO) 
28/02/2018
  • UPHOLD
A warning PDF of date 28/02/2018 (new window) CSSF (LUXEMBURGO) 
02/12/2009
  • UFXBANK
A warning PDF of date 02/12/2009 (new window) CVM (BRASIL) 
07/03/2018
  • UB4TRADE
A warning PDF of date 07/03/2018 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities, By initial U.