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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 9
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/08/2009
  • UNITED OPEC BANKS/ORIGINAL FINE MINT
A warning PDF of date 12/08/2009 (new window) FMA (AUSTRIA) 
15/07/2009
  • UNITED TRUST TRAINING & COACHING, SOCIEDAD LIMITADA
A warning PDF of date 15/07/2009 (new window) FMA (AUSTRIA) 
15/07/2009
  • UNITED TRUST SOCIEDAD LIMITADA
A warning PDF of date 15/07/2009 (new window) FMA (AUSTRIA) 
01/07/2009
  • UMBS ONLINE BANK LIMITED
A warning PDF of date 01/07/2009 (new window) JFSC (JERSEY) 
15/04/2009
  • UBP PRIVEE FINANCIAL GROUP
A warning PDF of date 15/04/2009 (new window) JFSC (JERSEY) 
14/01/2009
  • UBALDI DINO
  • UBALDI CHAMBERS
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • UBALDI CHAMBERS
  • UBALDI DINO
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
23/01/2008
  • U.S.A. ICII INTERNATIONAL CONSULTANT LIMITED
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
23/01/2008
  • UK MAN INTERNATIONAL INVESTMENT FINANCIAL GROUP CO., LTD
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
31/10/2007
  • URBAN PRIVATE FINANCE CORPORATION
A warning PDF of date 31/10/2007 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial U.