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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 30 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/01/2007
  • THATCHER & THATCHER LTD
A warning PDF of date 24/01/2007 (new window) SFSA (SUECIA) 
20/12/2006
  • TRUST REAL ESTATE INVESTMENT GROUP LLC
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
29/11/2006
  • THE ASHTON LEWIS GROUP
A warning PDF of date 29/11/2006 (new window) SFSA (SUECIA) 
29/11/2006
  • THE TIDAL GROUP
A warning PDF of date 29/11/2006 (new window) SFC (HONG KONG) 
15/11/2006
  • THE XENON GROUP
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
27/09/2006
  • THE RITLAND GROUP PTE, LTD.
A warning PDF of date 27/09/2006 (new window) SFSA (SUECIA) 
12/07/2006
  • TGF MANAGEMENT SERVICES INC.
A warning PDF of date 12/07/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
26/04/2006
  • TAYLOR KING & ASSOCIATES
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
19/04/2006
  • TRUSTCO FINANCE PLC
A warning PDF of date 19/04/2006 (new window) FSC (ISLA DE MAN) 
22/03/2006
  • TRIX FINANCE & TRUST CO.
A warning PDF of date 22/03/2006 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial T.