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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/11/2005
  • TVC ZURICH
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • TRENTON HASSEL INVESTMENT LIMITED
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • THE TOROS GROUP
A warning PDF of date 30/11/2005 (new window) SFSA (SUECIA) 
30/11/2005
  • THE CHARINTON GROUP GMBH
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • THOMSON HILL GROUP
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
14/12/2005
  • TEMPLETON LTD. SURETY COMPANY
A warning PDF of date 14/12/2005 (new window) FSC (ISLA DE MAN) 
21/12/2005
  • TOMAS LINZ TRANSFER AGENCY
A warning PDF of date 21/12/2005 (new window) FMA (AUSTRIA) 
25/01/2006
  • TGF MANAGEMENT SERVICES INC.
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
08/02/2006
  • TRI GUARD HOLDINGS LIMITED
A warning PDF of date 08/02/2006 (new window) SFC (HONG KONG) 
22/02/2006
  • TGF MANAGEMENT SERVICES INC.
A warning PDF of date 22/02/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial T.