As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 51 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/02/2018
  • STERLING BISHOP ASSOCIATES
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO) 
24/01/2018
  • SHINHAN DAIWA BROKERAGE
A warning PDF of date 24/01/2018 (new window) AFM (PAISES BAJOS) 
17/01/2018
  • SKYBLUE CAPITAL
A warning PDF of date 17/01/2018 (new window) FCA (REINO UNIDO) 
20/12/2017
  • SUTTON JOHNSON HOLDINGS
A warning PDF of date 20/12/2017 (new window) FCA (REINO UNIDO) 
05/12/2017
  • SWISS ROYAL BANC / SRB GROUP
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
05/12/2017
  • SLS TRADE
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
05/12/2017
  • SHTERN GROUP / EUROPEAN SOFT LTD (UK)
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
05/12/2017
  • SAPPORO INTERNATIONAL
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
05/12/2017
  • STX GLOBAL LIMITED (OPERANDO COMO STX MARKETS)
A warning PDF of date 05/12/2017 (new window) FCA (REINO UNIDO) 
29/11/2017
  • SOLIDCFD
A warning PDF of date 29/11/2017 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities, By initial S.