As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/06/2006
  • STEIN FITZGERALD GROUP
A warning PDF of date 28/06/2006 (new window) AMF (FRANCIA) 
28/06/2006
  • STEIN FITZGERALD ASSOCIATES
A warning PDF of date 28/06/2006 (new window) AMF (FRANCIA) 
04/03/2004
  • SHARKINVEST HYIP
A warning PDF of date 04/03/2004 (new window) AMF (FRANCIA) 
10/04/2024
  • SEEDCAPITAL.WORLD
  • SEGUROFX.COM
  • SMART-EPARGNE.COM
A warning PDF of date 10/04/2024 (new window) AMF (FRANCIA) 
12/12/2007
  • SCORPION PERFORMANCE INC.
A warning PDF of date 12/12/2007 (new window) AMF (FRANCIA) 
26/06/2019
  • SWISSMAIN LTD
A warning PDF of date 26/06/2019 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
08/11/2006
  • SOUTHERN CROSS MERGERS AND ACQUISITIONS
A warning PDF of date 08/11/2006 (new window) AMF (FRANCIA) 
27/09/2006
  • SBI INTERNATIONAL LAW ASSOCIATES MERGERS & ACQUISITIONS
A warning PDF of date 27/09/2006 (new window) AMF (FRANCIA) 
30/06/2021
  • SINCLAIR UPTON CAPITAL MANAGEMENT
A warning PDF of date 30/06/2021 (new window) AMF (FRANCIA) 
24/08/2016
  • STP MARKETS
A warning PDF of date 24/08/2016 (new window) BFSC (BULGARIA) 

Consultation criteria: By type unauthorised entities, By initial S.