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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/05/2010
  • RANTAU SIMFONI SDN BHD
A warning PDF of date 05/05/2010 (new window) SCM (MALASIA) 
16/11/2005
  • RAPID PRIVATE BANK
A warning PDF of date 16/11/2005 (new window) FSC (ISLA DE MAN) 
13/10/2021
  • RATES CHECKER
A warning PDF of date 13/10/2021 (new window) FCA (REINO UNIDO) 
23/03/2011
  • RATTENBURY GROUP
A warning PDF of date 23/03/2011 (new window) FSA (REINO UNIDO) 
09/02/2011
  • RATTENBURY GROUP
A warning PDF of date 09/02/2011 (new window) SFSA (SUECIA) 
16/01/2019
  • RAVENSTONE CORPORATE PARTNERS
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
21/10/2020
  • RAW TRADING LTD
A warning PDF of date 21/10/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
16/09/2020
  • RAXTRADE / ROI STOCK LIMITED
A warning PDF of date 16/09/2020 (new window) FMA (AUSTRIA) 
16/03/2011
  • RAYBURN WATSON AND ASSOCIATES
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 
27/04/2016
  • RAYMUND SERVAIS (CLON)
A warning PDF of date 27/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN

Consultation criteria: By type unauthorised entities, By initial R.