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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/01/2007
  • OCFDA (OFFSHORE COMMODITY FUTURES DEALERS ASSOCIATION)
A warning PDF of date 17/01/2007 (new window) CBF (BELGICA) 
01/06/2011
  • OCTAGON FINANCIAL GROUP
A warning PDF of date 01/06/2011 (new window) FSA (REINO UNIDO) 
23/12/2020
  • OCTAVIOTRADE
A warning PDF of date 23/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/02/2021
  • OCTAVIOTRADEFX / GALORE PRO
A warning PDF of date 10/02/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
07/10/2020
  • OFC MARKETS
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
08/07/2020
  • OFC MARKETS
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
24/03/2021
  • OFFER INVESTOR YIELDS
A warning PDF of date 24/03/2021 (new window) FCA (REINO UNIDO) 
18/02/2009
  • OFFSHORE CAPITAL CONSERVATORS (JERSEY) LTD
A warning PDF of date 18/02/2009 (new window) JFSC (JERSEY) 
12/09/2007
  • OFFSHORE CREDIT SERVICES LIMITED
A warning PDF of date 12/09/2007 (new window) FSC (ISLA DE MAN) 
23/04/2014
  • OFFSHORE SECURITIES ACQUISITIONS COMMISSION
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial O.