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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 13 out of 15
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/08/2007
  • OPFUND LTD
A warning PDF of date 08/08/2007 (new window) FSC (ISLA DE MAN)COMMONWEALTH OF DOMINICA
18/07/2007
  • ORMOND COMMODITIES
A warning PDF of date 18/07/2007 (new window) FSAN (NORUEGA) 
20/06/2007
  • OPFUND LTD
A warning PDF of date 20/06/2007 (new window) FSC (ISLA DE MAN) 
11/04/2007
  • OLYMPIA KING WEALTH GROUP
A warning PDF of date 11/04/2007 (new window) SFC (HONG KONG) 
14/03/2007
  • OMEGA ADVISORY GROUP
A warning PDF of date 14/03/2007 (new window) FSA (REINO UNIDO) 
28/02/2007
  • OCEANIA BANK PLC
A warning PDF of date 28/02/2007 (new window) FSC (ISLA DE MAN) 
17/01/2007
  • OCFDA (OFFSHORE COMMODITY FUTURES DEALERS ASSOCIATION)
A warning PDF of date 17/01/2007 (new window) CBF (BELGICA) 
26/07/2006
  • OXBRIDGE INTERNATIONAL LIMITED
A warning PDF of date 26/07/2006 (new window) AMF (FRANCIA) 
26/04/2006
  • OMEGA FINANCIAL SERVICES
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
15/03/2006
  • OLYMPIA CORPORATE SERVICES
A warning PDF of date 15/03/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial O.