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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/05/2016
  • NIPPON HOLDINGS (OR NIPPON CAPITAL ASSET MANAGEMENT)
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
11/05/2016
  • NANKAI GROUP
A warning PDF of date 11/05/2016 (new window) SFSA (SUECIA) 
27/04/2016
  • NORBERT MACH (CLON)
A warning PDF of date 27/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
20/04/2016
  • NG-BANK / ARIAN FINANCIAL / ALBORG TRADING INC. / KALAHOUSE LIMITED
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
11/11/2015
  • NORIKURA GLOBAL
A warning PDF of date 11/11/2015 (new window) SFSA (SUECIA) 
02/09/2015
  • NICOLAS ADAMIDES / NA TRADING (CLON)
A warning PDF of date 02/09/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
05/08/2015
  • NAKAMURA CORPORATION
A warning PDF of date 05/08/2015 (new window) FCA (REINO UNIDO) 
05/08/2015
  • NORVELL ASSOCIATES
A warning PDF of date 05/08/2015 (new window) DFSA (DINAMARCA) 
25/02/2015
  • NIKOLOV IVAYLO
A warning PDF of date 25/02/2015 (new window) HCMC (GRECIA) 
29/10/2014
  • NORVELL ASSOCIATES
A warning PDF of date 29/10/2014 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial N.