As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/12/2011
  • NOVA PORTFOLIO MANAGEMENT
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
29/10/2014
  • NOVA NORDIC LIMITED / NORDELIC-PARTNERS.COM
A warning PDF of date 29/10/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
14/11/2018
  • NOVA INVEST GROUP
  • NOVAINVESTGROUP.COM
A warning PDF of date 14/11/2018 (new window) FMA (AUSTRIA) 
26/01/2022
  • NOVA FX OPTIONS
A warning PDF of date 26/01/2022 (new window) FCA (REINO UNIDO) 
01/03/2006
  • NOVA CORPORATE SERVICES
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
15/09/2021
  • NOV BANK
  • NOV-BANK
A warning PDF of date 15/09/2021 (new window) FMA (AUSTRIA) 
15/12/2021
  • NOTESCO LIMITED UK
A warning PDF of date 15/12/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
18/09/2019
  • NOTESCO LIMITED
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
16/05/2019
  • NOSTRO TECHNOLOGY OU
A warning PDF of date 16/05/2019 (new window) CONSOB (ITALIA)AHORA DENOMINADA EURO WEALTH OU
09/05/2018
  • NOSTRO TECHNOLOGY OU
A warning PDF of date 09/05/2018 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial N.