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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 15
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/03/2015
  • KUCHER PARTNERS, LLC
A warning PDF of date 18/03/2015 (new window) FCA (REINO UNIDO) 
06/06/2012
  • KUBITZ, GOLD & CHUBB
A warning PDF of date 06/06/2012 (new window) FSA (REINO UNIDO) 
02/10/2013
  • KTI TRADING INC
A warning PDF of date 02/10/2013 (new window) HCMC (GRECIA) 
05/02/2020
  • KS-SECURITIES
A warning PDF of date 05/02/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
20/01/2010
  • KSP BANK
A warning PDF of date 20/01/2010 (new window) FMA (AUSTRIA) 
11/12/2013
  • KSI / KARAMANOF
A warning PDF of date 11/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA KARAMANOF SECURITIES & INVESTMENT SERVICES, S.A.
16/02/2005
  • KS ASSET MANAGEMENT SCHWEIZ AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
16/02/2005
  • KS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
04/03/2020
  • KRONOSINVESTIT LTD
A warning PDF of date 04/03/2020 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
08/07/2020
  • KRONOS INVEST/KRONOSINVEST (CLON)
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial K.