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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 12
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/05/2018
  • JANA HUDIKOVA ASSET MANAGEMENT (CLON)
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
09/05/2018
  • JSB CAPITAL GROUP (SV) LTD.
A warning PDF of date 09/05/2018 (new window) CONSOB (ITALIA) 
03/05/2018
  • JOSHUA TRADE EOOD / JOSHUA DEVELOPMENT LTD
A warning PDF of date 03/05/2018 (new window) FMA (AUSTRIA) 
18/04/2018
  • JUPITER FUND MANAGEMENT (CLON)
A warning PDF of date 18/04/2018 (new window) FCA (REINO UNIDO) 
22/11/2017
  • JUSTITIA GRUPPEN AS
A warning PDF of date 22/11/2017 (new window) FSAN (NORUEGA) 
13/09/2017
  • JOHNSTON AND JAMES CONSULTANCY / J&J CONSULTANCY
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
12/07/2017
  • JOSEF FRANK GLOBAL, OPERANDO COMO JF GLOBAL (CLON)
A warning PDF of date 12/07/2017 (new window) FCA (REINO UNIDO) 
17/05/2017
  • JW GLOBAL (CLON)
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO) 
15/03/2017
  • JP MORGAN COURTAGE (CLON)
A warning PDF of date 15/03/2017 (new window) FCA (REINO UNIDO) 
15/02/2017
  • JAZZ LOANS
A warning PDF of date 15/02/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial J.