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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 133
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/05/2012
  • HANNOVER & ROTHCHILD CONSULTANCY
A warning PDF of date 09/05/2012 (new window) EI_CBI (IRLANDA) 
23/01/2008
  • HANNOVER HOLDINGS
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
18/06/2008
  • HANNOVER STERLING LTD
A warning PDF of date 18/06/2008 (new window) SFSA (SUECIA) 
31/01/2007
  • HANOVER COMPANY LIMITED
A warning PDF of date 31/01/2007 (new window) JFSC (JERSEY) 
30/10/2013
  • HANOVER GROUP
A warning PDF of date 30/10/2013 (new window) FCA (REINO UNIDO) 
11/05/2016
  • HANS BERNAUER (CLON)
A warning PDF of date 11/05/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
02/12/2015
  • HANS BERNAUER / HB TRADING (CLON)
A warning PDF of date 02/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
08/02/2017
  • HANSA EQUITY SPA
A warning PDF of date 08/02/2017 (new window) CONSOB (ITALIA) 
25/10/2006
  • HANSARD SERVICES SA
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 
08/07/2020
  • HANSEATIC FINANCIAL SERVICES (CLON)
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial H.