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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/04/2016
  • HTTP://MTLINDEX.COM/FR/
A warning PDF of date 20/04/2016 (new window) AMF (FRANCIA) 
07/11/2018
  • HTTPS://CAPITALNCL.COM/
A warning PDF of date 07/11/2018 (new window) AMF (FRANCIA) 
11/03/2009
  • HCS WORLDWIDE
  • HSC
A warning PDF of date 11/03/2009 (new window) AMF (FRANCIA) 
22/06/2016
  • HOTFOREX, MAURITIUS
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
23/01/2008
  • HANNOVER HOLDINGS
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
15/09/2010
  • HUDSON ASSET MANAGEMENT
A warning PDF of date 15/09/2010 (new window) CBFA (BELGICA) 
01/10/2008
  • HAMILTON TRADING LTD.
A warning PDF of date 01/10/2008 (new window) CBFA (BELGICA) 
07/08/2019
  • HILL LAW ASSOCIATES (EEUU)
  • HTTPS://HILL-LAWASSOCIATES.NET
A warning PDF of date 07/08/2019 (new window) CBI (IRLANDA) 
27/02/2019
  • HTTPS://CAPITALHALL.COM
A warning PDF of date 27/02/2019 (new window) CBI (IRLANDA) 
19/12/2018
  • HTTP://CROWNMA.COM
A warning PDF of date 19/12/2018 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial H.