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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 42
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/03/2017
  • GRAUMANN & PARTNER S.A.
A warning PDF of date 01/03/2017 (new window) CSSF (LUXEMBURGO) 
26/04/2006
  • GRANDBY TRADING INVESTMENT CORPORATION
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
27/02/2019
  • GRAND SERVICES LTD
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
18/09/2013
  • GRAND MERIDIAN PRIVATE EQUITY LTD
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
22/02/2012
  • GRAND FINANCIAL MANAGEMENT
A warning PDF of date 22/02/2012 (new window) FMA (AUSTRIA) 
07/04/2020
  • GRAND CAPITAL
A warning PDF of date 07/04/2020 (new window) FSMA (BELGICA) 
29/10/2014
  • GRANADA CAPITAL
A warning PDF of date 29/10/2014 (new window) FSAN (NORUEGA) 
24/08/2016
  • GRAHAMINTERNATIONAL LTD / BINAT LTD / PROINVEST
A warning PDF of date 24/08/2016 (new window) FSMA (BELGICA) 
21/10/2020
  • GRAHAMFE FINSERVICES LTD / ELIT PROPERTY VISION LTD
A warning PDF of date 21/10/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
11/12/2019
  • GRAHAMFE FINSERVICES LTD
A warning PDF of date 11/12/2019 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial G.